LBS 8013 — Security Industry Essentials Exam Prep
Provides a foundational overview of the securities industry, preparing students for the SIE Exam through in-depth study of investment products, markets, and regulatory frameworks. Covers key topics such as equities, debt securities, investment companies, and customer accounts. Examines the role of regulatory bodies, market structure, economic influences, and ethical practices. Emphasizes risk analysis, tax considerations, and suitability standards through discussion, lecture, and online instruction. Includes targeted review and timed practice to build confidence and exam readiness.